addition, the company is required to send the Notice of Shareholders’ meeting together with the opinion of the Independent Financial Advisor to the shareholders at least 14 days prior to the shareholders
disclose at least the following information so that the client enable to consider [i] the information before making a decision to use the services and [ii] possible risks arising from using the services: (1
intermediary shall disclose at least the following information so that the client enable to consider [i] the information before making a decision to use the services and [ii] possible risks arising from using
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
possible conflict person of the applicant holding shares in its subsidiary company or associated company more than 10 percent of the total number of 2 Amended by the Notification of the Capital Market
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
redemption right and will exercise the right after the offer for sale of the structured notes for at least X years or when the interest rate in the market decreases/increases to Y percent per annum, etc. 9