products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
* shall require business operators to postpone the principal repayment and cancel or postpone the payment of interest or any other returns upon occurrence of any of the following events: (a) business
above transaction does not meet the criteria that require to be proceeded in compliance with the Notification of the Capital Market Supervisory Board No. ThorJor. 20/2551 entitled Rules on Entering into
has issued the amended regulations with the key points as follows: (1) Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and
from 30 days to 7 days, and the cooling-off period* from 14 days to 3 days; (2) mai/SET listing requirements for LiVEx-listed companies: To require an application for approval, compliance with the
, the existing regulations require that digital asset custodial wallet providers must be listed companies or their subsidiaries only. These proposed amendments aim to support greater varieties of
other debt securities with foreign risks. The proposed amendments contain the following key points: (1) To require an issue credit rating on the bonds by an international CRA** and the credit
conducting this public hearing on the proposed amendments, which would require funding portals to undertake the following key measures: (1) To prepare and submit the annual audited financial
the use of financial services by investors. The SEC is therefore proposing to amend the reporting rules for business operators. Currently, the existing regulations require that business operators