Bangkok, 23 June 2017 ? The SEC has ordered Polaris Capital Public Company Limited (POLAR) to have an auditor conduct a special audit on the sources, existence and completeness of its accounting
17 April 2024 to get updates on the situation and operational directions of the Fund, inquire about relevant information and closely monitor the Fund’s financial liquidity. This is because it could
new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates
derivatives business operators to make inquires and request advice or recommendations regarding business operation. The center will also accommodate coordination and progress updates on the end-to-end basis
Bangkok, 12 October 2017 ? The SEC discloses the latest updates on the civil sanction statistics since the means of enforcement became effective on 12 December 2016, with the total of 21 natural and
; for instance, regulatory information and investor advice. Additionally, visitors can stay informed with SEC updates across social networks such as twitter and youtube; as well as e-subscription. C
2568ภายในงาน นายธวัชชัย ได้รับเชิญเป็นผู้ร่วมเสวนาในหัวข้อ “ASEAN Taxonomy Version 4: Key Updates and Enhancements” โดยได้กล่าวถึงความก้าวหน้าในการนำ ASEAN Taxonomy และ Thailand Taxonomy มาอ้างอิงในตลาดทุน
impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay
28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_WARN0446_2016_E.pdf FS_PAGE_0446_E_2017-02