submit the annual registration statement for the year/annual report for the year 2022 (Form 56-1 One Report) within the period specified by the notification of the Capital Market Supervisory Board resulted

on March 1, 2023 later than the period specified by the Capital Market Supervisory Board SEC Act S.56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 23/2024 Dated 28/03

March 2023. However, NOK prepared and submitted such document on 2 October 2023, which failed to prepare and submit financial statement within the period specified by the notification of the Capital

statement within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 27/2024 Dated 13

;s failure to prepare and submit the financial statement for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or the

Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement

Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or