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Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11443

SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, and the Thai Digital Asset Association, led by President Nares Laopannarai, held a joint meeting to discuss and exchange views on strategies for promoting, developing, and supervising digital assets, including the involvement of the government, the Thai Digital Asset Association, and Thailand digital asset community. The joint meeting took place at the SEC building on 26...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10405

SEC public hearing on proposed amendments to PVD Act to enhance oversight efficiency and investment flexibility

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=953

Management Discussion and Analysis

Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange

https://market.sec.or.th/public/idisc/Views/Download?FILEID=dat/news/202005/20060100.pdf

SEC allows asset management companies to make public comments on custodian service for funds they manage

in business operations and encourage business operators to set effective standards of custodian servicesIn addition, in order to prevent assets for the person authorizing the management of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8625

SEC allows asset management companies to make public comments on custodian service for funds they manage

in business operations and encourage business operators to set effective standards of custodian services.In addition, in order to prevent assets for the person authorizing the management of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8655

SEC launches public comments from private fund operators to self-custody for its assets under management.

’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8677

SEC pushes forward sustainable investment and climate risk management of funds, reiterating that the management of asset management companies drives the implementation of ESG in practice

investment process, risk management, and other operations, we can help drive Thailand towards achieving the SDGs and Net Zero, as well as positioning the country as a leader in sustainable investment in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11022

Finance Ministry and investment management industry launch Thailand ESG Fund as an initiative for enhancing financial wellness, market competitiveness and national sustainability

market is a key mechanism in driving the business sectors, both listed companies and market participants, towards serious integration of ESG factors into their business operations and work processes

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10325

SEC public hearing on proposed regulations related to risk management policy and liquidity risk management tools of mutual funds to protect and maintain investors’ interest

officers of asset management companies to discuss and share views on business development and the board of directors’ roles are responsibilities regarding liquidity risk supervision. Now, the SEC is

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8871