Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Operational Control of Securities Underwriting dated 25 October 2006; UNOFFICIAL TRANSLATION

as follows:           (1)  Waiving the operational fee for licensed securities companies for converting NVDR to common shares for Thai investors, on the condition that the licensees must also waive

guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and

intermediary shall comply with those standards as well. In case the association specifies the guideline, having obtained an approval from the SEC Office, regarding operational standards of intermediary ’s

guidelines for investors to understand and monitor future business directions of the Company; 1.1.2 Material changes and developments Give a brief account on the material changes and developments regarding the

and the determination to drive the business towards sustainability, as deemed appropriate by the Company, to be used as guidelines for investors to understand and monitor future business directions of

aimed to help listed companies understand the principles of integrating the Sustainable Development Goals (SDGs). Attendees learned to measure and manage sustainability impacts based on the Impact

business operators to understand and acknowledge all information, both personal and non-personal, they hold, and utilize it for their maximum benefits in line with such act. These suggestions will also

of securities to prevent excessive burdens on debt issuers;    (3)  Revising regulations to be clearer, concise and easy to understand.  The consultation paper is available at https://www.sec.or.th/TH

listed companies understand that despite the requirement to disclose the implementation of CG Code in the form 56-1, such requirement is merely to assist the board of directors to apply CG Code