Bangkok, August 17, 2015 ? The SEC filed a criminal complaint against Parin Pruksawan for committing front running in the Thailand Futures Exchange (TFEX) with the Economic Crime Suppression Division
management companies on practicing front running scheme, the SEC probed into the case and found that Sopana, who was K-Asset Vice President from November 2009 to November 2010 and SCBAM Senior Executive Vice
remuneration, financial disclosure, the behaviour of institutional investors, boardroom practices and the functioning of stock markets. Sound corporate governance is an essential element for promoting capital
control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or https://www.sec.or.th/EN
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
Re: Guidelines Relating to Operating Systems of Fund Management Business
MMS-AC60/029 9 August 2017 Subject: Discussion and analysis of the operating results for the second quarter of 2017, ending 30 June 2017 To: The President of the Stock Exchange of Thailand Matching
MMS-AC60/038 8 November 2017 Subject : Clarification of the operating results for the third quarter of 2017, ending 30 September 2017 To: The President of the Stock Exchange of Thailand Matching
-4124 MMS-AC61/020 August 8, 2018 Subject: Clarification of the operating results for the second quarter of 2018, ending June 30, 2018 To: The President of the Stock Exchange of Thailand Matching Maximize