Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Re: Guidelines Relating to Operating Systems of Fund Management Business
Re: Guidelines Relating to Operating Systems of Fund Management Business
SEC Search Search From : Home > Search > Search Results search: Sitemap Act and Royal Enactment ( 4 ) Intermediaries ( 1 ) Documents Any Documents Microsoft Word ( 128 ) http://172.19.1.196:8983/solr
Re: Operating System Relating to the Undertaking of Fund Management Business
Thareerattanavibool, former director and Accounting and Finance director of AIE, jointly instructed AIE to make incomplete documents relating to products and raw materials involved in the sale of oil and the refining
. Anurag Thareratanavibool, former chief executive officer of AIE, jointly instructed AIE to make incomplete documents relating to products and raw materials involved in the sale of oil and the refining of
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating