Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses
misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the
derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.In this connection, the SEC will revise the rules governing
For this year's activities, the SEC is serving financial and investment knowledge to investors and the public through online channels for seven days on seven topics, including: investment fraud and
เพื่อส่งเสริม local activities และให้เกณฑ์ NC ครอบคลุมและสะท้อนความเสี่ยงตามลักษณะธุรกิจแต่ละประเภท โดยไม่ก่อให้เกิดภาระเกินสมควร
debt to equity ratio (D / E ratio) at 0.34. Cash Flow As of March 31st, 2020, the Company had net cash generated from operating activities around 239.25 million baht, increased about 160.80 million baht
Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms