Notification may be made only when the value of the approved securities does not exceed the allotted quota determined by the Bank of Thailand for controlling the execution of transactions related to foreign
intermediary shall comply with not only the rules prescribed in the Notification on Standard of Business Operation, but also the rules prescribed in this Notification. In the case where the rules on providing
investment in capital market products denominated in foreign currency , the intermediary shall comply with not only the rules prescribed in the Notification on Standard of Business Operation , but also the
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 9 Notification of the Capital Market
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor
purpose of calculating the purchasing power or the short sale power only if they are asset under (a) or (b) of the above paragraph. 17 Added by the Notification of the Office of the Securities and Exchange
this Notification shall apply only to the offer for sale of structured notes in Thailand. Clause 6/12 Companies that have any of the following characteristics may not apply for the offer for sale of