penetration, where currently, the products are available only at certain stores of Villa Market, Gourmet Market and Tops Market. The Company aims to start the operation of the Hong Kong branch as soon as
services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by
investment. Investment consultant is categorized as follows: (1) general investment consultant means an investment consultant providing consultation only on capital market product not having complex
consultant providing consultation only on capital market product not having complex characteristics ; (2) complex instrument investment consultant means an investment consultant providing consultation on
capital market products ; (4) considering ability of the client to perform in respect of servicing agreement. In case of provident fund as the client , the intermediary only assesses suitability as
. Risk Profile Risk Level Fund Type Explanation Low 1 Money market fund investing domestically only Investing in deposits, deposit-like securities, government bonds or Bank of Thailand bonds with maturity
market products in the clients’ accounts only, unless the intermediary is prohibited from accepting the sale orders or clearing the positions for the clients by other law. Chapter 3 Engagement in
accepting sale orders or clearing the outstanding positions of capital market products in the clients’ accounts only, unless the intermediary is prohibited from accepting the sale orders or clearing the