. This marked the first time since 2007 that minority shareholder protection score was among the top 10 ranking,” This significant leap is the result of the SEC’s adjustment of its working practices

investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an

Bangkok, August 28, 2012 ? ?It is necessary to expand access to sources of fund for business of all sizes, especially SMEs. The capital market can offer diverse financial vehicles and one of the

Development and Human Security (MSDHS). The theme of the event is “Super Thai Kids Care About Saving”, under which the SEC is one of the attendants to open booths therein, where over 1,000 kids between 6-12

development plan, financial technology development and trending changes of customers’ behavior.”  SFF 2020 was held for the fifth time. It organizes under People and Talent concept which focusing on the ability

a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share

intention to conceal the fact and fabricating false evidence.  She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses.   Following a referral from

Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a

money from the account owners to pay for their trading. With their continued misconduct for a long period of time {A} and {B} gained a lump sum amount of profit from commission fees from their trading

from q-q, mainly caused by lower one - time revenues from High-Valued Document in Q1 19 of THB 56 mil and lower revenues from Stock forms & Office Paper Trading. Revenue Breakdown T.K.S. Technologies