other sufficient measures in lieu of the disclosure of such information. Clause 32 In case mutual funds or trusts are unable to submit or disclose any reports required in this Notification within the
complaint handling officer according to the said notification within fifteen days from the date on which the claimant files the complaint; 2. the claimant’s complaint is not resolved within forty five days
outstanding shares (“the shareholder”) is a financial institution: □ (a) Violation record, under the law specified in the Notification, of shareholders, directors and managers of the shareholder within the full
: □ (a) Violation record, under the law specified in the Notification, of shareholders, directors and managers of the shareholder within the full period of 3 years preceding the year of application filing
from time to time, to allow the SEC Office to monitor compliance with this Notification, within a time period specified by the SEC Office, provided that the requirement does not cause unreasonable burden
Exchange of Thailand and deliver an information memorandum containing specified information required by the Acquisition or Disposition Notification to all shareholders within 21 days from the date the
the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26. In the case where the mutual fund management company has been given
an application for an approval to amend mutual fund management scheme to the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26
management scheme to the Office to comply with the provision of this notification within one year of this notification become effective. Clause 26. In the case where the mutual fund management company has been
in the 1st Company – 4th Company based on the total value of consideration paid criteria, is equivalent to 0.1327 percent, which does not fall within criteria under the Notification of the Capital