materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or before trading derivatives for the client, an
clarification under subclause (1), or provides false or materially misleading information. Clause 14 In case of providing services to a non-institutional investor, before opening a derivatives trading account or
Manager has in place specific measures and has reduced risk exposure significantly, the REIT Manager shall provide further explanation and information on other relevant risks. For example: - risk from non
investment in commodity-linked derivatives or instruments; (e) investment units of a mutual fund of which the investment policy allows to invest in non-investment grade more than 60 percent of net value asset
units of a mutual fund of which the investment policy allows to invest in non-investment grade more than 60 percent of net value asset; (f) units of foreign collective investment scheme issuing or
commercial bank or an equivalent collateral, which covers the same income amount within the period of time as guaranteed by the income guarantor. Clause 810 Upon receipt of the application and the accurate and
สามารถลงทุนได ้(Non – Investment Grade) และ ตราสารหนี ทีไม่ไดร้บัการจดัอนัดบัความน่าเชือถือ (Unrated Securities) ทังในและต่างประเทศไดไ้ม่เกินรอ้ยละ 1; ของมลูค่าทรพัยสิ์นสุทธิของกองทุน กองทุนอาจลงทุนในสัญญา
Private Fund Management , of which policy is investment in domestic products; (b) providing services of trading a government bond or a bond of which principal and interest are guaranteed by the Ministry of
) providing services of trading a government bond or a bond of which principal and interest are guaranteed by the Ministry of Finance on the condition that the holder shall be able to redeem on a fixed price or