services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s
promoting the SEC?s new image through a variety of activities and channels to affirm the readiness of the SEC and every stakeholder to move forward to the new decade,? said SEC Secretary-General Vorapol
determination of offering price, providing that intention to subscribe the underwritten securities must be clearly disclosed in prospectus and preventive measure for conflict of interest between financial advisor
divided into revenues from preventive maintenance (PM) and revenues from corrective maintenance (CM). In Q3/2019, the revenue from the business increased due to the revenue recognition of Maintenance and
clients were affected by an outbreak of COVID-19, and hence postponed services of the Company due to strict preventive measures limiting access of external parties into the clients’ sites. Please be
SEC’s role in educating the public about investment scam protection and highlighted key preventive measures, including collaborating with social media platforms to block investment scam accounts and
effective cybersecurity plans. SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore
amendments to the handling of conflicts of interest rules to improve efficiency of the securities offering process, which include preventive measures and disclosure measures to support investors