affirmed that he had learned of {A}'s trading on his behalf. In this case, {A} has paid compensation to the client already.Making securities trading decisions on behalf of client is in violation of Clause 20

management company paid a compensation of 100 million baht to T.U. Dome for the damage caused by the aforesaid misconducts of such fund managers. The SEC will take further consideration on pursuing relevant

/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in

Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,383,500.00 Baht    

penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,100,000.00 Baht

;  - a compensation of the benefit received from committing the offense in an amount of 5,970,670.00 Baht     - a civil monetary penalty of 7,463,337.50 Baht

Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 7,602,368.00 Baht    

>     - a compensation of the benefit received from committing the offense in an amount of 1,187,900.00 Baht     - a civil monetary penalty of

;   - a compensation of the benefit received from committing the offense in an amount of 1,719,112.00 Baht     - a civil monetary penalty of 1,976,978.80 Baht

; - a compensation of the benefit received from committing the offense in an amount of 23,536,310.00 Baht     - a civil monetary penalty of 27,066,756.50 Baht SEC