required to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of
, additional measure is not required at this stage.
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC
Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor. “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing
a low-carbon society. It featured sharing of experiences and perspectives among international experts, focusing on the key elements for developing a transition plan, tools for evaluating and
practicable to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing
, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing information technologies in securities business