ที่สนใจ สามารถนำข้อมูลเปิดไปใช้ประโยชน์ได้ นอกจากนี้ ก.ล.ต. ยังได้ร่วมจัดบูทนิทรรศการในการนำเสนอผลงานด้านข้อมูลเปิดของ ก.ล.ต. และการบริการ SEC Open Data Services เช่น SEC Check First, SEC Bond Check
build immunity together, as well as experience the newest consulting service model under the idea of “Check Your Immunity and Build Confidence.” At the booth, the participants can try their hands at the
audit process before submitting the report to the SEC. Nevertheless, conducting a special audit is an important matter that may affect the rights and benefits of securities holders or the investment
Singapore Court, the Securities and Exchange Commission (SEC) sent a written notice on 28 July 2022, requiring Zipmex to clarify the matter. Today, Zipmex Group has updated the progress on the moratorium
the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of
, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
matter to ensure that the investors will have accurate and clear information for investment decision-making. Meanwhile, investors are urged to follow up the company?s clarification and take precaution in
an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May