Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance
and Society (MDES) is empowered to order the blocking of access to unlicensed digital asset trading platforms. In this regard, on 2 April 2026, the SEC submitted information on the unlicensed Exmix
become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long
Investment & Trust Public company Limited (BFIT) at a higher price than the market price at the time.The aforesaid nonpublic information was material to the change of BSEC share price because BFIT was the
333,333.33 baht for aiding and abetting in the aforesaid insider trading. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation, the aforesaid individuals from (1
during April 8 - June 15, 2010, {A} {B} and {C} had purchased SPSU shares through securities trading accounts of {D} and {E}. The purchases were made in such a way that taking advantage of others by using
a {X1} director, had purchased 1,030,000 {X1} shares through trading accounts of {B} and {C} in the manner that taking advantage of the others for the benefit of himself and others. His action was
Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a