Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views
Bangkok, May 15, 2012 - ?The SEC wishes to invite investors and interested persons to visit our booth at Money Expo 2012. Presented under the theme ?20 Years of Commitment to Market Confidence,? the
capital market intermediaries including fund distributors, e.g., banks, to explore cross-border opportunities and build mutual understanding in the matter. Additionally, SEC has closely cooperated with
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
Compliance, Inspections, and Examinations (OCIE) to share their experience with more than 200 capital market personnel from the SEC, the Stock Exchange of Thailand and securities companies on programmatic and
center for SMEs about fundraising through capital market. This microsite will share knowledge about various channels of fundraising for SMEs as well as provide tools to help SME entrepreneurs find an
SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their