.  This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line

provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible

Bangkok, February 19, 2015 ? The SEC lifts up mutual fund rules to allow investment in derivatives and structured notes (SN) in line with international standards.Vorapol Socatiyanurak, SEC Secretary

market confidence as a whole. The SEC and the ASCO have also agreed to revise the 2007 version of KYC/CDD and credit line review guidelines to be more appropriate and in line with current circumstances. In

market. The event themed “GRE-2AT Clinic Forum for Capital Market 2025” aimed to promote the development of effective risk management systems, raise awareness of the importance of IT governance aligned

Business undertaking by adding License Type E for securities business intermediary for equity instruments and Private Fund License. This will facilitate license application in line with business operators

capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the

line with international standards and other financial IT regulations;   (4) Determining additional requirements and guidelines for IT quality and IT service management, such as IT project management and

specified in the SEC Office Notification No. Sor Shor. 39/2553 to be in line with the current situation. The amendments aim to facilitate high potential auditors’ entry into the capital market to

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC