researches beneficial to capital market development. The SEC therefore determines to promote these works and inspire stakeholders in capital market industry, including the Stock Exchange of Thailand

  TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry   15/09/2010 01/10/2010 8. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 87/2552

(Synopsis)   17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry   15/09/2010 01/10/2010 4

Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. As {A} is, at present, an executive of an securities company, the

business schools, aiming to publicize researches and exchange of knowledge and experience between academics and capital market industry.  

to publicize researches and exchange of knowledge and experience between academics and capital market industry.  

and exchange of knowledge and experience between academics and capital market industry.  

of Prohibited Characteristics _______________ (Translation) -3- Part 1 Prohibited Characteristics _______________ Clause 3 Personnel in capital market industry shall not possess any prohibited https

also provide investors with greater investment choices. The SEC views that regulatory development will boost the competitive edge of Thai capital market and the industry, responsive to global changes and

. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry   15/09/2010 01/10/2010 10. Notification of Capital Market