/ 18-2 Application for Establishment of Branch Office or Conversion of Online Branch Office to Full Branch Office Securities company / derivatives intermediary Name of Company
The Securities and Exchange Commission (SEC) hosted an online workshop under the CyberXpert Academy for Capital Market 2025 Initiative for personnel working In IT security or cybersecurity (1st line
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology
In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a
VGI PUBLIC COMPANY LIMITED BUSINESS HIGHLIGHTS 2019/20 VGI, an Offline-to-Online (“O2O”) Solutions provider, delivered another excellent performance, achieving its full- year target with all-time
devices 3. Online advertising for products and services. The details of Services income and Cost https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202202/22020032.pdf 22057801.pdf : 1. Digital
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section 106) |- Accounting and Financial Statements (Section 105
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, joined the panel on “Intersection of Fintech and AI in Wealth Management” in the SFC Symposium organized on 28 February 2024, and shared the