set up and manage mutual funds. SEC has developed a system and revise the regulations for submission to set up and manage mutual funds with a filing via electronics system: the Online Fund Approval and

ในระบบอนุมัติจัดตั้งและจัดการกองทุนรวม (Online Fund Approval and Management System) เพื่อใช้เป็นแนวทางในการยื่นขออนุมัติจัดตั้งและแก้ไขโครงการจัดการกองทุนรวมให้เป็นไปตามแนวทางการเปิดเผยข้อมูลในโครงการ

property interests etc. 2 https://www.sec.or.th/EN/Documents/Auditor/ethical.doc Privacy Policy capital increase of a property fund: The authorized signatories of the management company. Approval for the

’ meeting and other related documents may be sent electronically.At the same time, SEC is setting out a clear guideline for determining in which cases asset management companies may seek an approval from

2018 (under a Co-Management Contract pursuant to the SEC Notification: Approval of Co-Management Contract of a Securities Company No. Or Thor/Nor 9/2541), be approved. (See Attachment 1) Please be

of mutual funds Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies

ก.ล.ต. จะปรับปรุงระบบอนุมัติจัดตั้งและจัดการกองทุนรวม (Online Fund Approval and Management System) เพื่ออำนวยความสะดวกแก่ บลจ. ในการนำส่ง factsheet รายเดือน ได้อย่างมีประสิทธิภาพและรวดเร็ว สามารถรองรับ

were effective as from October 5, 2013. {A} and {B} were banned from holding any securities company management position while approval for investment consultant of {C}, {D}, {E}, {F}, and {G} were

prior approval from the Office; the Office, therefore, stipulates the approval for a securities company licensed to undertake securities business in the category of mutual fund management, private fund

the Office; the Office, therefore, stipulates the approval for a securities company licensed to undertake securities business in the category of mutual fund management, private fund management