, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy
. We look forward to the participation of more ASEAN jurisdictions in this framework over the coming years.? Mr. Vorapol Socatiyanurak, SEC Thailand?s Secretary-General, said ?The implementation of the
provisions of the first paragraph shall not apply to the assets or persons as follows: (1) client’s assets which is a mutual fund, private fund or other similar funds managed by a securities company, acting as
provisions of the first paragraph shall not apply to the assets or persons as follows: (1) client’s assets which is a mutual fund, private fund or other similar funds managed by a securities company, acting as
implementation to contain the spread of COVID-19, the Company and its subsidiaries announced the following measures and assistances being employed. - Commercial business: during April-May 2020, the Company would
Act aims to enhance personal data protection efficiency, with the implementation of rectification measures for data subject whose fundamental rights have been violated. The collection, usage or
trading orders. Due to these amendments to the relevant regulations involving the implementation of entirely new measures, it becomes appropriate for the SET to communicate those newly deployed measures to
Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which
is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The Framework aims to facilitate cross-border offerings of Equity Securities and Plain Debt
has placed an emphasis on comprehensive risk management such as credit risk, market risk, liquidity risk, operational risk, cyber risk and strategic risk which are also covered and properly managed