Qualified to Be a Mutual Fund Supervisor dated 19/03/2001, published in the Government Gazette dated 2 April 2001, General Issue, Special Section 31Ngor. Notification No. OrNor. 4/2547 Re: Registration of
investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause
units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause 2. In
(by issue) ( 11 record(s) found) No. Report Name Data File As of Data Definition 1 Initial Public Offering : Bond (by issue) 2023 2 Initial Public Offering : Bond (by issue) 2022 3 Initial Public
: Equity (by issue) ( 11 record(s) found) No. Report Name Data File As of Data Definition 1 Initial Public Offering : Equity (by issue) 2023 2 Initial Public Offering : Equity (by issue) 2022 3 Initial
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds