revision aims to promote greater varieties of product choices for investors and enhance competitiveness of the fund management industry. The draft amendments have taken into consideration the comments and

of the key characteristics and associated risks to investors as well as attach the factsheet to the registration statement and the prospectus. The factsheet must be in the SEC approved format and

Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven

to investors for the benefit of investment-decision making through the annual registration statement (Form 56-1 One Report), which will become effective in 2022. SEC Secretary-General Ruenvadee

Governance or ESG) of listed companies by making greenhouse gas emission be one of the disclosure issues in which listed companies would state its intention of doing business with ESG and investors can take

In accordance with SEC Strategic Plan 2020-2022 by which, one of the goals of SEC is to ensure the competitiveness of business operators in the capital market. At the Capital Market Supervisory

regarding the investment and the loan from three investors who invest in two PACE subsidiaries ? namely, PACE Project One Co., Ltd. and PACE Project Three Co., Ltd. ? PACE has received money through an

Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for

therefore suspended the approval as investment consultant for complex instruments type 1*** for one month and 15 days, effective from 9 March 2020.  SEC emphasizes the importance for investment consultants

framework that is suitable for the context of Thailand and in line with international standards. The ESG data framework will provide investors with information related to listed companies’ Environment, Social