and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposal, the capital requirements imposed on those business operators will better reflect operational risk
available on www.sec.or.th. Stakeholders and those interested in the proposal are welcome to submit comments through the website, or facsimile number at 0-2263-6487 or email address at patana@sec.or.th until
aims to facilitate private sector?s issuance of new financial products in response to market needs. Under the proposal, the principle-based set of rules enabling a more flexible coverage of various
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and
proposal also cover trust related transactions.Meanwhile, minimum capital requirement, reporting requirement and guidelines for the asset management companies being unable to maintain adequate capital are
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1©Copyright รวมลงิกค์ูม่อืการสมคัร Digital ID และการพสิจูน ์ยนืยนัตวัตน • วิธีการใชง้าน Application ทางรฐั ลิงก์ • วิธีการลงทะเบียน
and management of data and big data, which could help to develop, improve, and elevate internal data governance to support high-quality, secure data management and increase efficiency. The event took
promote the Thai culture and traditions. In addition, this SEC’s proposal to host this event is in line with the 20-year National Strategy in the area of promoting competitiveness in trade and