MIXED 2021-12-30 2018 1.73842E+11 FI Others 2018-12-28 2019 1.48399E+12 Daily FI 2019-12-30 2021 1.55064E+11 Alternative 2021-12-30 2022 1.41639E+11 Alternative 2022-12-30 Mar 2023 2.88571E+11 MMF 2023-03
Jan 2025 3.72551E+11 2025-01-31 Jan 2025 1.24808E+12 Daily FI 2025-01-31 2021 3.40076E+11 VAYU1 2021-12-30 2022 3.36853E+11 MIXED 2022-12-30 2023 4.71374E+11 2023-12-28 2024 488565231 Rollover 2024-12
submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement
2024-08-09 2023 7 ตราสารหนี้ Fixed-income funds 34611710220 N 2024-08-09 2023 7 ตราสารหนี้ Fixed-income funds 1507923992 Y 2024-08-09 2023 7 ผสม Mixed funds 728707305 N 2024-08-09 2023 7 ผสม Mixed funds
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has
failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are
กองทุนรวม บัวหลวง จำกัด BBL ASSET MANAGEMENT COMPANY LIMITED 2024-08-09 2023 7 ผสม Mixed funds ซาวาคามิ 1 14420500 บริษัทหลักทรัพย์จัดการกองทุน ซาวาคามิ (ประเทศไทย) จำกัด SAWAKAMI ASSET MANAGEMENT