make false entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the
submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement
public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.199 in conjunction with 56(3
specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(1) in
aforesaid person jointly operated derivatives business as derivatives fund manager without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003) Section 16 and subject to
was the person who presents the financial statement to Board of directors and approve the false financial statement. The public prosecutor issued a final non-prosecution order. The case was deemed final
order; however, its juristic person representative has evaded the arrest and has been pursued for case proceedings. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004