party and act in order to obtain unlawful gains for himself or another person and cause damage to POLAR. The public prosecutor has ordered the termination of a prosecution. SEC Act S.310 and 312 in
service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the
Silver Line Trading Intertrade Co., Ltd. Silver Line Trading Intertrade Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the
) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing
unknown person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public
East Coast Furnitech Public Company Limited ("ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially
An unknown person From July 21 and August 20, 2007, Another unknown person person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts colluded or agreed with Mr
where private fund management company is not any person as provided in (1) “Registered company” means any company holds registered or authorized securities for trading in the securities exchange