procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
Commission Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
investment in another company 17/08/2020 08:33 Notification of extension of financial assistance period to associated company (Connected person) 19/06/2020 17:11 The investment in another company 19/05/2020 13
SorThor 28/2553 Securities Companies and Derivatives Business Operators Holidays in 2011 19/08/2010 19/08/2010 5. Notification of the Office of the Securities and Exchange Commission SorThor 4/2552
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the