imprisonment as a result of misconduct as specified in sub clause (3), regardless of whether suspension of the inflicting punishment or not, in case of a natural person. Clause 25 Any of the following cases is
each transaction. (12)3 repealed; (13)2 “connected person” means the following persons; (a) connected person under the Notification concerning Conduct Which May Constitute a Conflict of Interest in the
unitholders. Clause 11/1 6 A fund shall not enter into a contract to invest in an infrastructure asset with a person having the following characteristics if such person or other persons controllable by such
B.E. 2535 (1992), which contains certain provisions that restrict the rights and liberty of a person, which is provided for by virtue of legal provisions, according to Section 29, in combination with
percent of the total number of voting rights; (3) a juristic person not registered in the Kingdom of Thailand but having the following persons hold its shares altogether more than 50 percent of the total
Office hereby issues the following regulations: Clause 1 In this Notification: “ derivatives broker ” means a person licensed to undertake derivatives business in the category of derivatives brokerage
Office hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to undertake derivatives business in the category of derivatives brokerage
persons holding the following positions, excluding the person under Clause 10: (1) deputy manager; (2) assistant manager; (3) head of department ; (4) the highest level responsible person in the compliance