Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) in conjunction with Clause 2 of Ministerial Regulation concerning Granting Approval for Undertaking of
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of
, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person granted a license to undertake derivatives business in the category of derivative broker shall have
and Exchange Commission No. KorThor. 15/2551 Re: Determination of Paid-Up Registered Capital of Person Granted a License to be Derivatives Broker _____________ By virtue of Section 9 and Section 49 of
Juristic Person Report/Form (Notification of Securities and Exchange Commission) Guidelines for Filling in an Application for an Approval on Establishment of a New Limited Company or Public Limited Company
/2553 Securities Companies and Derivatives Business Operators Holidays in 2011 19/08/2010 19/08/2010 5. Notification of the Office of the Securities and Exchange Commission SorThor 4/2552 Special
43 and Section 45 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In
gold derivatives” means any person registered as market maker with derivatives exchange licensed by the Securities and Exchange Commission, to provide liquidity for trading of gold derivatives in such