Futures Co., Ltd. The SEC's finding indicated that he had falsified documents by signing the documents on behalf of the client and made copy of client's identification card to obtain a gift voucher. When
- Translation - Tender Offer for Securities (Form 247-4) Of Glow Energy Public Company Limited By Global Power Synergy Public Company Limited (The Tender Offeror) The Siam Commercial Bank Public Company Limited And Phatra Securities Public Company Limited (Tender Offer Preparers) Phatra Securities Public Company Limited (Tender Offer Agent) “This English language translation of the Tender Offer has been prepared solely for the convenience of the foreign shareholders of Glow Energy Public Company...
identification of clients and the beneficial owners of derivatives traded by clients in accordance with the information obtained from members. Such identification may be recorded in the form of Identification Card
following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname
): ...................................................................................................... Tax Identification No. (if any): ............................................................................................................... Nationality
inspect the operation of the public sector and the business sector regarding proper and appropriate protection of personal data.” _____________________________
): ......................................................... ………………………………................................................................................................... 2. Identification Number: ............................................................................................................ CPA License Number
การเตรียมความพร้อมเพื่อการประเมินการปฏิบัติตามมาตรฐานสากล Principles on Client Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective
(Form Dor Jor. 1-custodian), Monthly Net Capital Calculation Report (Form Dor Jor. 2), Information related to Service Provision Quality and IT Usage Capacity, Customer Identification Data, Customer Wallet