Facebook page Aurora Gold Trading Exchange impersonates Aurora Design Plc. : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
Facebook page Aurora Gold Trading Exchange impersonates Aurora Design Plc. : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)
Facebook "Trading Gold Stock Exchange" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 09/07/2024)
Facebook page "Trading Gold Futures" impersonates Thailand Futures Exchange (TFEX) : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
permitted {A} to make further securities trading decisions. Besides, the securities and derivatives trading volume in the client?s account was high during the misconduct. Trading securities and derivatives on
Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the findings and evidence led to the belief that Mr. Saravoot Somwattana (a person with