securities investment exceeding the approved amount was also detected by the auditor causing the auditor unable to verify the correctness and completeness of the investment transaction. The SEC, therefore, has

คู่มือการแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) ผ่านระบบ ORAP 1. การเตรียมความพร้อมส าหรับการส่งแบบแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) 1.1. จัดท า

Exchange Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the

Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm

newly revised regulations and measures. The expert panelists from both the public and private sectors were: (1) Mr. Kulvech Janvatanavit, Chief Executive Officer of the Thai Institute of Directors

The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, attended the launch meeting of the “Is This

หารือกับ H.E. Mr. Sou Socheat, Director General (ที่ 2 จากขวา) และ Mr. Khy Pochchhy, Head of Research and Securities Market Development Division, Securities and Exchange Commission of Cambodia (ขวาสุด

Mr. Santi Vitayapipopskul Mr. Santi Vitayapipopskul, Head of CPF Finance & Accounting Shared Services Center, who is responsible for the operation of Charoen Pokphand Foods Public Company Limited

Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The

collaboration.Commenting on the proposed AARG-World Bank collaboration, Mr. Kenneth Yap, Chief Executive, ACRA said ?This initiative bodes well for boosting the confidence in the ASEAN capital markets. The World Bank?s