evidence representing the rights to the property of a mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9 https
Agreement to sale and purchase shares with the Sellers in which, the ownership over Leyland’s ordinary shares shall be transferred from the Sellers to the Subsidiary in case the following conditions have been
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or
Following the issuance of the notifications relating to establishing SSF listed securities and the notification on waiving application and registration fees on 13 March 2020, SEC today met with
orders. Following a report on client's complaint filed by Country Group Securities PLC., the SEC probed into the case and found that {A} sent trading orders from the client's securities trading account
concerning 2012 interim dividend payment and warrants to purchase CMO ordinary shares to be issued and allocated to existing shareholders for free. Following public disclosure of such information, he sold all
issued shares from capital increase of LAC, for the amount of 50 million shares, at the purchase price of CAD 0.85 per share, totaling the investment value of CAD 42.50 million, and signed the following
The CIG board approved the purchase of ordinary shares in OW from Mr. Alex Loo Liat Wah at a purchase price of 180 baht per share, totaling 435 million baht, representing 24.17% of OW’s total issued
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
www.ucity.co.th (-Translation-) Ref. No. U.SET 008/2019 April 10, 2019 Subject: Entering into the Share Sale and Purchase Agreement to dispose Ordinary Shares in a Subsidiary To: The President The Stock Exchange of