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สรุปผลโครงการ supervisory stress test ประจำปี 2564
สรุปผลโครงการ supervisory stress test ประจำปี 2565
) test of control) disclosure checklist) EQCR technical committee 3.6 (Monitoring) - 5 - 4 1 39/2553 23 2553 ISQC 1 1. (Leadership Responsibilities for Quality within the Firm) 2. (Relevant Ethical
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
are underestimated and (3) familiarity bias: making decision based on familiarity such as investing in the firm for which the investor is working. As the regulator, the SEC has put more weight on
UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and