Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval based on the ground of possessing such prohibited characteristics; (3) in case of prohibited characteristics in Group 3
30 (1) to (2), the SEC Office shall revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval
SEC Office to suspend functioning as appraisal company in capital market or being under the period of time that the SEC Office could refuse to accept the application. Clause 11 A person would obtain an
) suspend or revoke the approval, subject to the provisions under Chapter 3; (3) prescribe a time period or conditions for accepting a subsequent application for approval of such person, provided that such
, and order the CIS operator to suspend the offer for sale of units of foreign collective investment scheme until explanation has been made or amendment has been rectified. In case where the CIS operator
Notification, the SEC Office may order such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for
Notification, or suspend the approval for appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification
such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for appointment of representatives for a