mutual fund for which the intermediary has obtained a permission from the SEC https://publish.sec.or.th/nrs/6497pe.doc Translation the use of prepared electronic devices which such devices are connected to
, mutual funds and financial instruments. SEC has publicized open APIs disclosing mutual fund information and adopted the machine-readable reporting method for the benefit of business operators in developing
SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view
Beach shopping mall, along with other rights relating to or in connection with the aforementioned systems. (3) Ownership of movable properties, i.e., equipment for décor, tools, instruments, whether fixed
sustainability-themed financial instruments and innovations, and a capacity building program on implementing the Taxonomy, etc. The meeting was convened at the SEC Building on 25 January 2024.
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be
well as significant events after offering for sale of the aforesaid financial instruments, and would prescribe organization of annual meetings in a similar way as required of listed companies. This is to
changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in
investors to open trading account for securities, derivatives and other kinds of financial instruments with Saxo by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg