Printable Format - Laws and Regulations Derivatives Agent |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating
Intermediaries and professional Number of Companies 150 As of : 08 Mar 2025 Last Updated : 09 Mar 2025 Intermediaries and professional summary Number of Companies Classified by Type of Companies Download data
would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch
experts in diverse fields, to ensure that our business operations achieve the set goals and generate the maximum benefit for all stakeholders. Environment: KBank unveiled the Environmental and Energy
these activities has led to further sharing of valuable information and knowledge to the public on a wider scale, reaching a diverse range of target groups, from the youth and students to first jobbers
more diverse investment choices while ensuring an appropriate level of protection. Additionally, it serves as a mechanism for supporting investments in businesses that prioritize sustainability
, and intermediaries in the capital market. This makes information search easier and more diverse, aligning with the objectives outlined in the Strategic Plan 2024 – 2026, which aims to promote the use of
knowledge and relevant experience as a means to further gauge investors’ ability to take risks. The new rule will also allow investors to access a more diverse range of products and businesses to gain more