. John has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) within June 7, 2022. However, Mr. John prepared and disclosed the report

circumstances. However, Mr. Chaiyut prepared and disclosed the report (Form 59) to the SEC office on 24 June 2022, later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 5/2026

duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59) to the SEC office within September 8, 2021. However, Mr. Chih-Che prepared and disclosed

disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023

STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed

;)'s share to commit offense in using her securities trading account to sell STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act

inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The

for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the

Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand