careers and for those who are saving up for long term financial security, as they can choose to invest in different investment policies to suit their risk appetite.________________________

products and services so that investors would have more investment choices to choose from. However, clear and sufficient disclosure of information is imperative to facilitate investors? decision making. The

. However, Mr. Suphanan failed to perform his duty as directed and submitted a clarification letter to the SEC. The SEC considered his explanation inadmissible. The SEC has viewed that Mr. Suphanan’s

Bangkok, August 23, 2011 - The SEC has directed Yarnapund Plc. ("YNP") to rectify its financial statements for Q3/2010 and for the year 2010. The Company is required to submit to the SEC and publicly

Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009.  In this respect, NIPPON is required to submit to the SEC

can choose to receive their benefits in instalment after retirement, as opposed to a one-off total sum, and may choose to transfer the total benefits to a retirement mutual fund (RMF) after the PVD plan

service providers for investors to choose from to ensure good quality services that meet their needs, which would subsequently contribute to the capital market development. The draft Ministerial

providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments;          (3) Service providers: Providing information on

alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In

securities firms? accounts were used with intent to build up trustworthiness.   The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed