ความรู้และมาตรฐานการจัดอบรม และเป็นผู้อนุมัติหลักสูตร refresher course สำหรับการต่ออายุเป็น IA เพื่อดูแลให้เป็นมาตรฐานเดียวกันทั้งอุตสาหกรรม           (3) กำหนดบทเฉพาะกาลรองรับการอบรม refresher course

หลักสูตรของชมรมวาณิชฯ และการให้ความเห็นชอบมีกำหนด 5 ปี และผู้ที่ได้รับความเห็นชอบต้องเข้า refresher course ตามระยะเวลาที่ชมรมวาณิชฯ กำหนด (ซึ่งชมรมฯ กำหนด

Mr. Saiphet Thongngao Mr. Saiphet Thongngao colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Miss Sureerat Ardpaksa Miss Sureerat Ardpaksa colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Mr. Woraphol Muenbowon Mr. Woraphol Muenbowon colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

than 5 percent of its shareholders’ equity or litigation case which may have material effect to its business operation or which is not caused by the company’s ordinary course of business. 13. Asset

restructure of the Company’s group in order to cope with consequences from the current economic recession, including the industrial regression of business which is not core business of the Company, e.g

business operation, as the Company has continuous loss. Thus, the Company considers the business restructure of the Company’s group in order to cope with consequences from the current economic recession

frameworks in due course.  The Bank of Thailand The Securities and Exchange Commission Ministry of Finance 25 January 2022 Note: * The SEC has published the