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สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ในฐานะเจ้าภาพจัดการประชุม AARG Annual Meeting with Audit Firms ครั้งที่ 10 ร่วมกับหน่วยงานกำกับดูแลการสอบบัญชีของมาเลเซีย สิงคโปร์

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8999

ก.ล.ต. ไทยเป็นเจ้าภาพจัดประชุม ASEAN Audit Regulators Group Annual Meeting with Audit Firms ครั้งที่ 10 และสัมมนา AARG Inspection Workshop ครั้งที่ 8

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพจัดประชุม ASEAN Audit Regulators Group (AARG) Annual Meeting with Audit Firms ครั้งที่ 10 ร่วมกับหน่วยงานกำกับดูแลการสอบบัญชี

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9007

The proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=651

SEC hosts the Compliance Relations 2024 Event to strengthen collaboration with investment management companies

The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11455

SEC public hearing on proposed regulatory amendments to enhance fundraising flexibility for LiVEx-listed companies

The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11253

SEC amends fee regulations for filing the annual registration statement of listed companies

Applications dated 7 July 2024, issuing companies whose shares are listed on the Stock Exchange of Thailand (SET) are eligible for a 20-percent reduction of the annual registration statement filing fee. This

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11457

SEC announces special holidays for securities companies and derivatives business operators

The Securities and Exchange Commission (SEC) has considered it appropriate to designate 2 June and 11 August 2025 as well as 2 January 2026 as additional special holidays for securities companies

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11384

SEC and TLCA discuss ways to promote fundraising oversight and reduce challenges for listed companies

The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon, along with SEC executives, held a meeting with the Thai Listed Companies Association (TLCA), led by

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10428

SEC public hearing on draft regulations regarding capital maintenance of securities companies and derivatives business operators

Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated debt in sustaining the net capital**. Moreover, the proposed amendment included a review of the risk haircut rates used in calculating the net capital adequacy in alignment with the current conditions, covering the risks of various financial instruments and revision to the definition of special...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10426

SEC amends regulations prohibiting securities issuers / listed companies from possessing characteristics of an investment company

The Capital Market Supervisory Board passed a resolution approving the amendments to the regulations to clarify the nature of business operation of securities issuing companies or listed companies

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10401