the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal

According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012,  executed securities trading orders for the client who acknowledged

some clients. All the said clients acknowledged trading transactions without any objection. Besides, Napat received several trading orders from the persons not the owner of the securities trading

clients more than 93 million baht during July 2013-January 2014. Evidence indicated that in the former period, he made trading decisions and notified his clients afterwards. The clients then acknowledged

orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading

Samui Hospital” (Wattanapat Samui Hospital Project) which is involved in the transaction to acquire the land in order to construct and to launch the New project of Wattanapat Samui Hospital In this

transaction to acquire the land in order to construct and to launch the New project of Wattanapat Samui Hospital In this regards, it is entering into the asset acquisition in accordance with the Notification of

Electronics (Thailand) Public Company Limited (the “Company”) No. 4/2018 was held on Nov 12, 2018 and the following resolutions were passed: 1. The Board of Director approved the Company’s plan to construct 2

to Clause 5. 2 Clause 4 The management company may borrow money specifically for the following purposes: (1) to acquire an infrastructure asset; (2) to construct, improve or develop the infrastructure

trading orders and inform the client of the transactions afterwards. It was found that the client acknowledged the transactions without any objection.  The {C} case follows investor complaint and the report