orders was to test the market, without intention to execute transactions, in such a way that misleads other persons regarding the trading volume of JMT shares.Such action by Mr. Peerapong Jirasevijinda

include experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international

record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified public accountants, prohibited

include experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international

ขอเชิญเข้าร่วมโครงการทดสอบภาวะวิกฤติด้านเงินกองทุนของบริษัทหลักทรัพย์ ผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า และสำนักหักบัญชี ("Supervisory Stress Test")

experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified

experience, for example, education, employment record/ affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified

letter of consent. However, the company failed to fully make the required payment accordingly. The SEC has therefore submitted a request to the public prosecutor to file a petition with the Civil Court

the client’s investment suitability test and ordered {B} to open a fund account under the client’s name as well as withdraw 1 million baht from the client’s savings account to buy such funds. {A

แก้ไขหลักเกณฑ์ ดังกล่ำว โดยมีประเด็นควำมเห็นเพิ่มเติมตำมข้อ 4. 4. ประเด็นส าคัญ 4.1 ประเด็นท่ีมีการแก้ไขหรือเพิ่มเติมจากการรับฟังความคิดเห็น กำรก ำหนดยกเว้นกำรท ำ suitability test กรณีลูกค้ำประสงค์จะลงทุน