underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of

trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a

be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back

be a job description explaining duties and responsibilities of each unit and position. 3. There should be a clear segregation between the unit with investment management function and the unit with back

stakeholders’ confidence in the way we conduct our business. The Company therefore would like to invite its shareholders to propose agenda topics for the 2018 Annual General Meeting of Shareholders (AGM) in

Building Confidence in the Capital Market No. 179/2014 SEC notifies ABC to rectify Q3/2014 financial statements Bangkok, December 17, 2014 – The SEC notified Asset Bright Plc. (ABC) to rectify its Q3

to benefit consumers, the establishment of the Securities Bureau Connext (SBC) and progress on regulatory measures to enhance trust and confidence in the Thai capital market. The meeting took place on

confidence and supports sustainable growth in Thailand’s capital market and economy. Additionally, the SEC and the SET also discussed joint initiatives for future capital market development and investor

both the SEC and SET for 2025-2027. The meeting aimed to align the SEC and SET initiatives to enhance trust and confidence in the Thai capital market, embrace new innovations, and promote equal and

against scams that exploit emerging technologies, fostering long-term financial security. The initiative aims to foster long-term financial security and confidence in the digital era.