ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of

that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535

to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline

Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete

orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate

for Sale regarding Units of Real Estate Investment Trust (No. 5) dated 10 July 2015 (effective on 20 July 2015). 5 application together with the accurate and complete evidentiary documentation according

of the said order, EARTH was deemed to have concealed material facts which should have been stated to investors.    On 7 February 2019, EARTH disclosed via the Stock Exchange of Thailand (SET) the

parties cannot be identified, and there are cryptocurrencies which allow transaction information to be concealed (privacy coins). Such features make it easy for digital assets to be used to commit

requires the information to be disclosed sufficiently, correctly, fairly and timely.  Listed companies? executives or board members who disclosed falsified information or concealed facts that should be